INDIAN CAPITAL MARKET AND FINANCIAL SYSTEM
SYLLABUS
UNIT I
Indian financial system: - Structure and constituents of Indian financial system.
Financial institutions - Financial markets - Financial instruments and Services -
Financial System and economic development.
UNIT II
Industrial Securities Market - Organisation and Structure of Stock exchanges,
Membership - Listing, Trading and Settlement - ordinary shares, preference shares
and Bonds.
UNIT III
New issue Market - Issue Mechanism - IPO, Rights issue, private placement -
processes of Book-Building - Issue of Bonus Shares - Stock Options - functions of
new issue market - Overview of Bond market in India.
UNIT IV
Merchant Bankers and new issue market, Lead managers, underwriters, Bankers
to an issue - Registrars and Share Transfer Agents - Brokers to the issue - Debenture
Trustees – Their role and functions in new issue market - SEBI Guidelines.
UNIT V
Market for Futures, Options and other financial derivatives - SWAPS - Warrants
and Convertibles – Recent trends in derivative markets in India.